监管紧盯违规询价，持续引导定价更趋合理

中国地震台网正式测定：04月03日03时26分在台湾嘉义县发生4.2级地震，震源深度8千米。","multimedia":{"img_url":["https://n.sinaimg.cn/zhibo/408/w690h518/20240403/f38d-81aeff3a522929bfbfd624d2260383a5.jpg"]},"commentid":"live:finance-152-3559183:0","compere_id":0,"creator":"mingjun7@staff.sina.com","mender":"mingjun7@staff.sina.com","create_time":"2024-04-03 03:40:42","update_time":"2024-04-03 03:40:42","is_need_check":"0","check_time":"1970-01-01 08:00:01","check_status":"1","check_user":"","is_delete":0,"top_value":0,"is_focus":0,"source_content_id":"0","anchor_image_url":"","anchor":"直播员","ext":"{"stocks":[],"needPushWB":false,"needCMSLink":true,"needCalender":false}","old_live_cid":"0","tab":"","is_repeat":"0","tag":[{"id":"8","name":"其他"}],"like_nums":0,"comment_list":{"list":[],"total":0,"thread_show":0,"qreply":0,"qreply_show":0,"show":0},"docurl":"","rich_text_nick_to_url":[],"rich_text_nick_to_routeUri":[],"compere_info":""},{"id":3559182,"zhibo_id":152,"type":0,"rich_text":"【监管紧盯违规询价，持续引导定价更趋合理】 近日，沪深交易所先后发布最新一期发行上市审核动态，均涉及新股询价定价等方面问题：2月份，深交所对2家创业板首发项目承销商下发问询函，要求说明发行定价过程及审慎合理性；上交所针对4家证券公司在发行承销环节存在的内部制度建设不完备、内控制度执行不到位、投价报告出具审慎性和规范性不足、底稿材料保存不完整等违规行为，施以口头警示1次，下发监管工作函3份。专家均表示，询价合规、定价合理事关投资者切身利益和市场稳定。定价过高可能会让投资者望而却步，导致新股发行失败；定价过低，则可能损害发行人利益，也不利于市场的健康发展。（证券日报）